COO/Chief Compliance Officer London

London, England
HKD 1k - HKD 350k

Introduction:

Our client, a renowned family office in London overseeing a diverse range of investment portfolios across various asset classes, products, and global markets, is seeking a highly skilled and experienced Chief Compliance Officer to join their team.

Responsibilities:

  • Supervise all legal and compliance issues for the family office.
  • Ensure adherence to all applicable laws, regulations, and internal guidelines.
  • Offer legal counsel on a variety of matters, including investment strategies, transactions, and regulatory concerns.
  • Create and execute compliance programs and policies.
  • Perform regular compliance audits and risk evaluations.
  • Coordinate with regulatory bodies and external legal advisors.
  • Oversee legal documentation and contracts.
  • Stay informed about legal and regulatory changes impacting the family office.
  • Provide training and support to staff regarding legal and compliance matters.

Requirements:

  • Analyze financial statements, market data, and industry trends to identify investment opportunities.
  • Create and update financial models to predict future performance and value investments.
  • Draft comprehensive reports summarizing investment analyses and recommendations for clients or management.
  • Track the performance of current investments and make recommendations for adjustments as needed.
  • Participate in conferences, meetings, and webinars to stay updated on market trends and networking opportunities.
  • Work closely with other analysts, portfolio managers, and financial advisors to develop and implement investment strategies.
  • Clearly present analysis and recommendations to clients and internal stakeholders in both written and verbal formats.
  • Continuously update knowledge on economic trends, financial regulations, and investment strategies.

Jack Zhang

Jack Zhang

For more information about this job opportunity please contact our consultant.

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