Admiralty, Hong Kong, Hong Kong SAR
HKD 46k - HKD 50k
Introduction:
My client, a financial institution based on financial science and technology, they are currently looking for talent to join their team as a Compliance Manager.
Responsibilities:
- Deliver
appropriate compliance in accordance with internal procedures and ensure
compliance with financial services codes of practice, laws and regulations, and
other relevant regulatory guidance.
- Coordinate
on information collection and review of potential new and existing client on
due diligence or enhanced due diligence
- Conduct
KYC and risk assessment
- Perform
FATCA / CRS reporting, including assistance on entity registration and account
holder identification
- Act
as the MLRO, MLCO and Compliance Officer for clients
- Ongoing
review and update internal procedures
- Drive
compliance related projects
- Provide
regular AML / CFT guidance and compliance training to operations team
- Keep
abreast of latest market update on local legal and regulatory issues and any
changes; and, provide advice on changes and updates to internal procedures when
appropriate
Requirements:
- 5
years’ experience or above of compliance experience
- Bachelor’s
degree majoring in Business Administration/ Commerce/ Law or any related
disciplines
- Independent
and strong competence on Data management
- Fluent
in spoken and strong written English, Cantonese and Mandarin
- Your
application shall contain your resume stating your current & expected
salary.
