Compliance Manager

by Priscilla Cheng in Financial Services
Admiralty, Hong Kong, Hong Kong SAR
HKD 46k - HKD 50k


My client, a financial institution based on financial science and technology, they are currently looking for talent to join their team as a Compliance Manager.


  • Deliver appropriate compliance in accordance with internal procedures and ensure compliance with financial services codes of practice, laws and regulations, and other relevant regulatory guidance.
  • Coordinate on information collection and review of potential new and existing client on due diligence or enhanced due diligence
  • Conduct KYC and risk assessment
  • Perform FATCA / CRS reporting, including assistance on entity registration and account holder identification
  • Act as the MLRO, MLCO and Compliance Officer for clients
  • Ongoing review and update internal procedures
  • Drive compliance related projects
  • Provide regular AML / CFT guidance and compliance training to operations team
  • Keep abreast of latest market update on local legal and regulatory issues and any changes; and, provide advice on changes and updates to internal procedures when appropriate


  • 5 years’ experience or above of compliance experience
  • Bachelor’s degree majoring in Business Administration/ Commerce/ Law or any related disciplines
  • Independent and strong competence on Data management
  • Fluent in spoken and strong written English, Cantonese and Mandarin
  • Your application shall contain your resume stating your current & expected salary.

Priscilla Cheng

Priscilla Cheng

For more information about this job opportunity please contact our consultant.

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