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Senior Compliance Manager (AML Advisory & Investigation /General/ Operation...

by Lu Yim in Banking & Financial Services    17th Jan, 2020    HKD 50k - HKD 100k

Our client is a reputable banking group and looking for high calibre candidate to join their team.

  • You need to carry out the compliance monitoring programmes on high-risk operations, performing scheduled branch visit and response for the review/ monitoring of the compliance project
  • Monitor the implementation progress of agreed actions by business units to ensure timely compliance with the regulatory requirement
  • Providing the compliance training activities
  • Provide recommendations on compliance issues and findings being identified
  • Follow up the implementation of recommendations issued
  • Assist in planning, developing and designing the compliance monitoring programmes / compliance review / self-assessment

Senior Vice President Anti-Money Laundering Advisory

by Lu Yim in Banking & Financial Services    17th Jan, 2020    HKD 60k - HKD 120k

Our client is a reputable banking group and looking for high calibre candidate to join their team.

  • Responsible for handling anti-money laundering (“AML”) and counter-terrorist financing (“CFT”) compliance issue
  • Provide country feedbacks to any revisions on Group AML / CFT standards, including but not limit to customer due diligence, correspondent banking and economic sanctions, and assist business units, support units and own team to fully comply with latest requirements and standards
  • Assess impact of regulatory changes and advise on updates to compliance policies whenever required
  • To provide AML advisory support
  • To review and comment on the Bank's manuals, policies and guidelines
  • To develop and conduct internal AML compliance training sessions

Senior Manager, Technology Risk and Information Security

by Lu Yim in Banking & Financial Services    17th Jan, 2020    HKD 55k - HKD 75k

Our client is a reputable banking group and looking for high calibre candidate to join their team.

  • Planning and design the bank IT security architectures and implement different security solutions
  • Develop technical control and monitoring for network, system and data security
  • Manage the internal/external audit and regulator inspection role activities
  • Provide information security recommendations and risk assessments
  • Perform regular security assessment and penetration test
  • Governing outsourcing service provider
  • Reviewing and updating Security policy, guidelines and procedures

Compliance Director/ Senior Compliance Manager

by Lu Yim in Banking & Financial Services    17th Jan, 2020    HKD 70k - HKD 120k

Our client is a well established financial services firm. We are now seeking a Compliance Director who will maintain various compliance policies and procedures.

·         Mainly be responsible for Type 1 regulated activities

·         Responsible for the regulatory compliance of the Investment and Securities businesses in Hong Kong

·         Work closely with in-house legal dept. and colleagues to complete individual tasks.

·         Developing and monitoring effectiveness of the existing compliance function

·         Provide advice to senior management regarding financing, compliance, regulatory matters.

·         Identify changes in legislation or regulatory environment and communicate on their impact

·         Review policies, guidelines, procedures and practices on an ongoing basis.

·         Perform a variety of legal activities in accordance with the established standards of the SFC, both policies and procedures

·         Direct report to GM

Compliance Manager

by Varsha Mankani in Banking & Financial Services    17th Jan, 2020    HKD 35k - HKD 50k

Our client is a well established financial services firm. We are now seeking a Compliance Manager who will maintain various compliance policies and procedures.

  • Responsible for the regulatory compliance of the Investment and Securities businesses in Hong Kong & China.
  • Developing and monitoring effectiveness of the existing compliance function
  • Provide professional advice on regulatory aspects of transactions and services.
  • Mainly be responsible for Type 1 regulated activities
  • Provide advice to senior management regarding financing, compliance, regulatory matters.
  • Review policies, guidelines, procedures and practices on an ongoing basis.
  • Participate in ad hoc tasks as assigned.

Manager - Data Quality (ETL, BI, Data analytical tools exp preferred)

by Varsha Mankani in Banking & Financial Services    17th Jan, 2020    HKD 35k - HKD 45k

Well established banking and financial services group.

  • Develop and execute data quality management procedures and guidelines
  • Coordinate with users regarding data cleansing exercises
  • Analyse users and system requirements and develop rules and structure for data quality management.
  • Conduct presentations to business users from time to time.
  • Participate in ad hoc tasks by cooperating with IT projects teams.

Data Analyst- Commercial Banking (SQL + data analytical tools exposure are ...

by Varsha Mankani in Banking & Financial Services    17th Jan, 2020    HKD 35k - HKD 45k

Our client is a well-established firm in the banking industry and we are now seeking a Data Analyst- Banking.

  • Data analysis
  • Designing data structures
  • Support the data cleansing initiatives.
  • Planning for data migration
  • Ad hoc projects at pre and post implementation stage
  • Data management
  • Data quality issue management
  • Handling ad hoc tasks as and when assigned by the Manager.

Product Manager- Loans and Deposits.

by Varsha Mankani in Banking & Financial Services    17th Jan, 2020    HKD 35k - HKD 45k

Our client is a well-established financial services company and we are now looking for a Product Manager- Loans and Deposits.

  • Formulate a concrete product business plan in order to achieve business goals.
  • Manage commercial products such as loans, deposits, treasury products.
  • Liaise with front office of the commercial banking division
  • Develop key products initiatives and strategies
  • Work with other internal departments and business units in order to ensure policies meet compliance requirements.
  • Participate in the product launch process
  • Deliver presentations to other departments
  • Participate in ad hoc tasks as and when assigned.

EM Investment Analyst Associate/ VP

by Lu Yim in Banking & Financial Services    17th Jan, 2020    HKD 60k - HKD 12k

Our client is a well-positioned Investment Bank leveraging its extensive network and outstanding cross-border capabilities to provide a full range of world-class financial services to clients with global influence.

·         Monitor the EM trends  

·         Support and continuously interact with funding and FX execution for the team

·         Monitor the Rates/FX exposure and prepare analysis reports on Rates/FX activities

·         Monitor the portfolio statistics and risk levels

·         Create and maintain good relationship with both new and existing corporate clients

·         Work closing with the portfolio manager

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