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Responsible Officer

by Varsha Mankani in Banking & Financial Services    16th Jul, 2020    Negotiable

Our client is a newly established FI and are now seeking a fast paced, efficient, hands-on Responsible Officer as follows

  • Oversee all regulated activities in the company for the Type 1, 4, 9 businesses.
  • Manage all legal and compliance requirements and expectations as set out by SFC
  • Bring business in by engaging with his/her network and developing new business from different sources.
  • Identify, screen, analyse investment opportunities.
  • Portfolio and risk management
  • Staff and day to day operations management and therefore being responsible for the full P&L.
  • Participate in ad hoc tasks as laid out by the CEO

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