Our client is a newly established FI and are now seeking a fast paced, efficient, hands-on Responsible Officer as follows
- Oversee all regulated activities in the company for the Type 1, 4, 9 businesses.
- Manage all legal and compliance requirements and expectations as set out by SFC
- Bring business in by engaging with his/her network and developing new business from different sources.
- Identify, screen, analyse investment opportunities.
- Portfolio and risk management
- Staff and day to day operations management and therefore being responsible for the full P&L.
- Participate in ad hoc tasks as laid out by the CEO
