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Compliance Officer

by Varsha Mankani in Banking & Financial Services    12th Mar, 2020    Negotiable

Our client is a well-established financial services company.

  • Carry out regular compliance checks with recommendations
  • Prepare and update compliance policies and procedures with latest regulatory requirements
  • Review policies and procedures prepared by other departments and provide input to ensure compliance with applicable legal and regulatory requirements
  • Assist in performing ad-hoc projects
  • Involve in compliance monitoring and investigation

Temp Paralegal (4 days/week) 4 months contract

by Stephanie Luy in Government & NGO    29th Jan, 2020    HKD 20k - HKD 25k

Our client is an international organization that serves investment management professionals with educational, ethical and certification programs.

The Temp Paralegal will provide support to the Director of Professional Conduct, APAC and the Special Investigator – Industry Matters in Professional Conduct, who conduct industry-related investigations and perform the functions related to Institute’s disciplinary proceedings.  This Paralegal will have the primary responsibility for assisting in confidential industry-matter investigations, managing timely various paralegal tasks, and conducting legal research in support of these investigations, disciplinary hearings, and any ad-hoc requests for the Professional Conduct group.  

 

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