Senior Compliance Manager (AML Advisory & Investigation /General/ Operational Risk /Regulatory)

by Lu Yim in Banking & Financial Services    17th Jan, 2020    HKD 50k - HKD 100k    central

Senior Compliance Manager (AML Advisory & Investigation /General/ Operational Risk /Regulatory)

Introduction:

Our client is a reputable banking group and looking for high calibre candidate to join their team.

Responsibilities:

  • You need to carry out the compliance monitoring programmes on high-risk operations, performing scheduled branch visit and response for the review/ monitoring of the compliance project
  • Monitor the implementation progress of agreed actions by business units to ensure timely compliance with the regulatory requirement
  • Providing the compliance training activities
  • Provide recommendations on compliance issues and findings being identified
  • Follow up the implementation of recommendations issued
  • Assist in planning, developing and designing the compliance monitoring programmes / compliance review / self-assessment

Requirements:

  • University graduate with a minimum of 5 years relevant experience of compliance / AML acquired from banking industry
  • Good understanding on consumer, corporate and private banking products, services and transactions is a plus
  • Strong knowledge on AML / CFT regulatory requirements, compliance and risk control concept
  • Good knowledge of requirements from HKMA / SFC
  • Excellent command in both written and spoken English and Chinese
  • Candidates with less experience will be considered as Manager

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