Responsible Officer

by Varsha Mankani in Banking & Financial Services    16th Jul, 2020       Hong Kong, Hong Kong, Hong Kong SAR

Responsible Officer

Introduction:

Our client is a newly established FI and are now seeking a fast paced, efficient, hands-on Responsible Officer as follows

Responsibilities:

  • Oversee all regulated activities in the company for the Type 1, 4, 9 businesses.
  • Manage all legal and compliance requirements and expectations as set out by SFC
  • Bring business in by engaging with his/her network and developing new business from different sources.
  • Identify, screen, analyse investment opportunities.
  • Portfolio and risk management
  • Staff and day to day operations management and therefore being responsible for the full P&L.
  • Participate in ad hoc tasks as laid out by the CEO

Requirements:

  • Degree holder in Business/ Finance
  • Active SFC licence holder of 1,4, 9;
  • Exposure to products such as securities, stocks, options, bonds, fund management and placement deal.
  • Capable of developing new business, bringing clients on-board etc.
  • Strong communication skills in English and Chinese.
  • Available within a short notice (preferred)

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Varsha Mankani

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For more information about this job opportunity please contact our consultant.

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