Compliance Officer

by Varsha Mankani in Banking & Financial Services    20th Sep, 2019    Negotiable    Hong Kong

Compliance Officer

Introduction:

A well established financial services company. Job Highlights Involve in compliance monitoring and investigation Involve in handling business compliance, licensing compliance with regulators

Responsibilities:

  • Carry out regular compliance checks with recommendations          
  • Prepare and update compliance policies and procedures with latest regulatory requirements 
  • Review policies and procedures prepared by other departments and provide input to ensure compliance with applicable legal and regulatory requirements 
  • Assist in performing ad-hoc projects

Requirements:

  • Degree holder in Accounting, Finance, Law or related disciplines
  • Minimum 2 years of compliance experience in Insurance/asset management industry
  • Good knowledge of Regulations such as Insurance Ordinance or SFO and MPF and/or Personal Data (Privacy) Ordinance will be a PLUS
  • Good communication skills, self-motivated, result-oriented, able to work with all levels of people
  • Good command of written and spoken English and Chinese (including Mandarin) 

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