Compliance Officer

by in Banking & Financial Services    4th Jul, 2019    HKD 18k - HKD 25k

Compliance Officer


One of the largest independently-owned financial advisory firms in Asia is now expanding their business in Hong Kong.


  • Carry out regular compliance checks with recommendations
  • Prepare and update compliance policies and procedures with latest regulatory requirements
  • Review policies and procedures prepared by other departments and provide input to ensure compliance with applicable legal and regulatory requirements
  • Assist in performing ad-hoc projects
  • Involve in compliance monitoring and investigation
  • Involve in handling business compliance, licensing compliance with regulators


  • Degree holder in Accounting, Finance, Law or related disciplines
  • Minimum 2 years of compliance experience in Insurance/asset management industry
  • Good knowledge of Regulations such as Insurance Ordinance is a MUST, MPF and/or Personal Data (Privacy) Ordinance will be a PLUS
  • Good communication skills, self-motivated, result-oriented, able to work with all levels of people
  • Good command of written and spoken English and Chinese (including Mandarin)

What you'll get in return

  • Attractive package and annual bonus
  • Accelerated career growth 
  • Medical and dental insurance coverage
  • Work life balance culture

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