Compliance Officer

by Varsha Mankani in Banking & Financial Services    16th Jul, 2020       Hong Kong, Hong Kong, Hong Kong SAR

Compliance Officer

Introduction:

Our client is a well-respected medium sized Financial Institution and we are now seeking a Compliance Officer as follows:

Responsibilities:

  • Conduct regulatory compliance reviews, manage the internal control process and ensure compliance with regulatory authorities.
  • Prepare, review, edit all documentation related to legal/ compliance.
  • Coordinate with internal departments and ensure compliance to company’s internal policies and procedures
  • Provide input, suggestions, training to internal staff members related to compliance issues.
  • Participate in ad hoc tasks as assigned.

Requirements:

  • Degree holder in Business/ Corporate Governance/ Legal preferred
  • Relevant working experience in compliance field, experience in investments/ wealth management preferred but not a must.
  • Strong communication skills in English and Chinese
  • High ethics with excellent analytical, interpersonal and communication skills.
  • MS Office proficient.

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